All IPA members are bound by the NALA Code of Ethics and Professional Responsibility.  Violation of this Code may result in suspension of IPA membership and suspension of certification credentials. Each IPA member agrees to follow the canons of the NALA Code of Ethics and Professional Responsibility. First adopted by the NALA membership in May of 1975, the Code of Ethics and Professional Responsibility is the foundation of ethical practices of paralegals in the legal community.

A paralegal must adhere strictly to the accepted standards of legal ethics and to the general principles of proper conduct. The performance of the duties of the para­legal shall be governed by specific canons as defined herein so that justice will be served and goals of the profession attained. (See Model Standards and Guidelines for Utilization of Paralegals, Section II.)

The canons of ethics set forth hereafter have been adopted by the Iowa Paralegal Association, as a general guide intended to aid para­legals and attorneys. The enumeration of these rules does not mean there are not others of equal importance although not specifically mentioned. Court rules, agency rules and statutes must be taken into con­sideration when interpreting the canons.

 

A paralegal must adhere strictly to the accepted standards of legal ethics and to the general principles of proper conduct.

Canons of the NALA Code of Ethics and Professional Responsibility:

Canon 1

A paralegal must not perform any of the duties that attorneys only may perform nor take any actions that attorneys may not take.

Canon 2

A paralegal may perform any task which is properly delegated and supervised by an attorney, as long as the attorney is ultimately responsible to the client, main­tains a direct relationship with the client, and assumes professional responsibility for the work product.

Canon 3

A paralegal must not: (a) engage in, encourage, or contribute to any act which could constitute the unauthorized practice of law; and (b) establish attorney-client relation­ships, set fees, give legal opinions or advice or represent a client before a court or agency unless so authorized by that court or agency; and (c) engage in conduct or take any action which would assist or involve the attorney in a violation of professional ethics or give the appearance of professional impropriety.

Canon 4

A paralegal must use discretion and professional judgment commensurate with knowledge and experience but must not render independent legal judgment in place of an attorney. The services of an attorney are essential in the public interest whenever such legal judgment is required.

Canon 5

A paralegal must disclose his or her status as a paralegal at the outset of any professional relationship with a client, attorney, a court or administrative agency or personnel thereof, or a member of the general public. A paralegal must act prudently in determining the extent to which a client may be assisted without the presence of an attorney.

Canon 6

A paralegal must strive to maintain integrity and a high degree of competency through education and training with respect to professional responsibility, local rules and practice, and through continuing education in substantive areas of law to better assist the legal profession in fulfilling its duty to provide legal service.

Canon 7

A paralegal must protect the confi­dences of a client and must not violate any rule or statute now in effect or hereafter enacted controlling the doctrine of privi­leged communications between a client and an attorney.

Canon 8

A paralegal must disclose to his or her employer or prospective employer any pre-existing client or personal relationship that may conflict with the interests of the employer or prospective employer and/or their clients.

Canon 9

A paralegal must do all other things incidental, necessary, or expedient for the attainment of the ethics and responsibilities as defined by statute or rule of court.

Canon 10

A paralegal's conduct is guided by bar associations' codes of professional responsibility and rules of professional conduct.

Court rules, agency rules and statutes must be taken into con­sideration when interpreting the canons of the NALA Code of Ethics and Professional Responsibility.  Here are a couple helpful resources:

Chapter 32-Iowa Rules of Professional Conduct

Chapter 33-Standards for Professional Conduct

 

The Iowa State Bar Association Ethics and Practice Guidelines Committee issues advisory opinions on the proper interpretation of the Iowa Rules of Professional Conduct. An archive of the ISBA's Ethics Opinions can be found on the ISBA website.

ISBA Ethics & Practice Guidelines Committee

 

Iowa Judicial Branch Commission on the Unauthorized Practice of Law:  Iowans may suffer loss of money, property, or liberty as a result of the practice of law by persons who are not authorized to do so. To help prevent these losses and protect Iowa citizens, the Commission on the Unauthorized Practice of Law was established by the Supreme Court of Iowa. The Commission is charged with considering, investigating, and seeking the prohibition of the unauthorized practice of law.  More information can be found on the Iowa Judicial Branch website.